The attorneys at Pullen, Cappuccio & Pullen have over 100 years of combined experience in securities litigation and broker-dealer fraud. Our knowledge of the law and our mastery of the multitude of rules and regulations that impact our client’s interests is only one reason that we have been so successful in this area. The other is our commitment to excellence in delivering outstanding client service.

Our lawyers have helped individual investors recover for their losses against  the following banks, registered investment advisors and brokerage firms:


Our excellent results have earned us a reputation for aggressive representation of our clients. For more detailed information about broker disputes, see our “Dirty Dozen: What Makes a Good Broker/Dealer Case?” information sheet. If you or your clients might benefit from our services, please contact Shari Pulman at (210) 892-0424.